Doxa Capital, LLC is an investment adviser registered in Virginia, North Carolina, Maryland, Colorado, and Florida. Registration does not imply a certain level of skill or training.
This website is intended for clients and prospective clients in states where Doxa Capital is qualified to provide investment advisory services. To find out whether we can serve you where you live, call us at 703-638-8838. Nothing on this site is personalized investment advice, and none of it should be read as a guarantee of any level of results.
Form ADV
Doxa Capital’s Form ADV Part 1, Part 2A brochure, and Part 2B brochure supplements describe our services, fees, investment approach, and conflicts of interest. They’re available on the SEC’s Investment Adviser Public Disclosure site, or on request: call 703-638-8838 or write to Doxa Capital, LLC, 101 S Tryon St., Charlotte, NC 28280.
Compensation and conflicts of interest
Doxa Capital is fee-only. Neither the firm nor anyone who works here receives commissions or other compensation for recommending a particular product or financial instrument.
Investment risk
All investments carry risk, including the possible loss of principal. Past performance is not an indication of future results. Investments don’t grow at an even rate and can lose value, and efforts to reduce risk or increase return can, at times, reduce returns. Diversification and multi-asset investing don’t ensure a profit or protect against loss.
Some strategies may use options or less liquid investments, which carry a substantial risk of loss and aren’t suitable for every investor. Before buying or writing options, investors should understand their rights and obligations and the risks involved. Stocks can be volatile. Bonds carry interest rate, credit, and default risk; when interest rates rise, bond prices generally fall, and high-yield bonds carry greater risk. International and emerging market investments can be affected by political and economic conditions, currency fluctuations, different accounting standards, and foreign taxes, and may be less liquid and more volatile.
Forecasts and models can’t predict future returns precisely. They rest on assumptions that may prove wrong, can’t anticipate extremes in investor behavior, and may change at any time. We use them to weigh the parts of a diversified portfolio, not as market-timing signals.
Statements and reports
Charles Schwab, the custodian of your accounts, sends your official account statements and confirmations. Reports from Doxa Capital are for illustration only and don’t replace them, and we encourage you to compare the two. The information in our reports comes from sources we consider reliable, but its accuracy and completeness aren’t guaranteed.
Third-party information
Information on this site and in our communications may come from outside sources and may change. Doxa Capital disclaims liability for errors in or omissions from that information and for any loss resulting from reliance on it.
Tax and legal matters
Doxa Capital doesn’t provide tax or legal advice. Please consult your own tax and legal advisors about your situation, both before any transaction and on an ongoing basis.
Electronic communications
Email from Doxa Capital and its representatives is intended only for its recipients. We retain and may monitor electronic communications as the law permits and requires. An email isn’t an official document or confirmation; where it conflicts with your official statements or confirmations, those control. Email can be intercepted, delayed, or altered, so we can’t guarantee that messages are confidential, secure, accurate, timely, or free of viruses.